Senior Compliance Manager – Investment Products Compliance (Crypto Firm)

PERSOLKELLY Hong Kong



About the job

PERSOLKELLY’s Snapshot

An amazing opportunity to join a crypto firm which is rapidly growing as a Senior Compliance Manager – Investment Products Compliance.


Company Profile

Our client company is Asia’ fastest growing one-stop digital asset financial services platform with over $10 billion in assets under custody & management. They are over 400 strong and serve both institutional and retail customers across Asia and Europe.


Role Overview


Based in Singapore, this will be a dual-role providing Investment Compliance advisory for the group as well as providing oversight of the Asset Management Business.


Responsibilities


  • Lead the design of the Investment Advisory Compliance framework across the group
  • Supporting the Chief Compliance Officer in oversight activities, including, but not limited to the review of new virtual asset related products for the Wealth Management business
  • Be responsible for the Compliance programme for the Asset Management Business’ obligations as a Capital Markets Services Licensee for Fund Management (includes monitoring and internal controls under the Code of Ethics)
  • Preparation and completion of licence application
  • Liaise with external compliance consultant, legal counsel as required and with local regulators, with the support of the local / regional Compliance officers where applicable
  • Be proactive and demonstrate well considered judgments
  • Assist in the delivery of business and regulatory change projects
  • Managing relationships and influencing key stakeholders across the business and collaborating with other teams, as required
  • Keeping up to date with relevant local and transnational legislation / regulation, best practice and industry guidance and rules relating to investment and asset management activities
  • Prepare relevant reports to governance committees or regulatory filings
  • Work closely with the wider Compliance teams, sharing knowledge and ensuring a coordinated and consistent approach in delivering Compliance advice.


Requirements


  • 3 to 5 years proven experience in fund management or Investment Products Compliance advisory, within the financial services industry
  • Prior experience working in a financial institution (e.g. Bank, Fund or CMS License holder) and familiarity with the Securities and Futures Act of Singapore is preferred
  • Good ability to analyse and interpret rules and published guidance from regional regulators
  • Self-starter, high levels of initiative and strong work ethic
  • Ability to analyse complex and evolving positions and ability to express regulatory concepts in a clear and concise manner
  • Good command of written and spoken English and Mandarin; Excellent report-writing in English.
  • Ability to manage, organise and prioritise workloads in a fast-paced and demanding environment
  • Capable of exercising sound judgement when assessing risk and controls; as well as understanding and balancing risk, versus appropriate controls, to determine residual risk
  • Excellent stakeholder management skills
  • Strong interest in cryptocurrency and blockchain industry


Action Now


Please send your resume to Dal Gill via email [email protected] and give him a call at +852 2281 0073 for a confidential discussion about this role and other exciting opportunities.


Apply now
Apply now

Please let PERSOLKELLY Hong Kong know that you found this job on Web3Jobs.so. Your support will help us grow!